# getFormDFilings

**Identifier:** `sec_getFormDFilings`

**Provider:** [SEC](https://kirha.com/providers/sec.md)

Get a company's parsed Form D private placement filings, newest first: offering size, amount sold, investor count, date of first sale, exemptions, executives/directors/promoters and placement agents. Works for private companies (e.g. a startup's priced rounds) and funds. Each new offering and each D/A amendment is a separate filing; amendments update the cumulative amount sold.

## Run it with the CLI

```bash
kirha tools run sec_getFormDFilings \
  --input '{}'
```

`--input` takes a JSON object that matches the input schema. Pass `--input -` to read it from stdin.

## Call it over HTTP

```bash
curl https://api.kirha.com/tools/v1/execute \
  --request POST \
  --header 'Content-Type: application/json' \
  --header 'Authorization: **********' \
  --data '{
  "tool_name": "sec_getFormDFilings",
  "input": {}
}'
```

Replace the stars with an API key from https://app.kirha.com/api-keys.

## Input schema

```json
{
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "properties": {
    "cik": {
      "description": "SEC CIK, e.g. 320193. From getCompanyCik or any SEC tool output",
      "type": "string"
    },
    "companyName": {
      "description": "Used only when cik and ticker are missing; matches any EDGAR filer incl. private companies and funds",
      "type": "string"
    },
    "limit": {
      "default": 3,
      "maximum": 10,
      "minimum": 1,
      "type": "number"
    },
    "ticker": {
      "description": "e.g. AAPL",
      "type": "string"
    }
  },
  "type": "object"
}
```

## Output schema

```json
{
  "$schema": "https://json-schema.org/draft/2020-12/schema",
  "additionalProperties": false,
  "properties": {
    "accessionNumbers": {
      "items": {
        "type": "string"
      },
      "type": "array"
    },
    "cik": {
      "type": "string"
    },
    "context": {
      "type": "string"
    },
    "filings": {
      "items": {
        "additionalProperties": false,
        "properties": {
          "accessionNo": {
            "type": "string"
          },
          "cik": {
            "type": "string"
          },
          "city": {
            "type": "string"
          },
          "companyName": {
            "type": "string"
          },
          "dateOfFirstSale": {
            "type": "string"
          },
          "entityType": {
            "type": "string"
          },
          "exemptions": {
            "items": {
              "type": "string"
            },
            "type": "array"
          },
          "filedAt": {
            "type": "string"
          },
          "filingUrl": {
            "type": "string"
          },
          "formType": {
            "type": "string"
          },
          "industryGroup": {
            "type": "string"
          },
          "investmentFundType": {
            "type": "string"
          },
          "investorCount": {
            "description": "Investors who already invested",
            "type": "number"
          },
          "isAmendment": {
            "type": "boolean"
          },
          "issuerSize": {
            "description": "Revenue range, or net asset value range for funds",
            "type": "string"
          },
          "jurisdictionOfIncorporation": {
            "type": "string"
          },
          "minimumInvestmentUsd": {
            "type": "number"
          },
          "nonAccreditedInvestorCount": {
            "type": "number"
          },
          "placementAgents": {
            "items": {
              "type": "string"
            },
            "type": "array"
          },
          "relatedPersons": {
            "items": {
              "additionalProperties": false,
              "properties": {
                "clarification": {
                  "type": "string"
                },
                "name": {
                  "type": "string"
                },
                "relationships": {
                  "items": {
                    "type": "string"
                  },
                  "type": "array"
                }
              },
              "required": [
                "name",
                "relationships"
              ],
              "type": "object"
            },
            "type": "array"
          },
          "securitiesOffered": {
            "items": {
              "type": "string"
            },
            "type": "array"
          },
          "state": {
            "type": "string"
          },
          "totalAmountSoldUsd": {
            "type": "number"
          },
          "totalOfferingAmountUsd": {
            "description": "Absent when the offering size is Indefinite",
            "type": "number"
          },
          "totalRemainingUsd": {
            "type": "number"
          },
          "yearOfIncorporation": {
            "type": "string"
          }
        },
        "required": [
          "accessionNo",
          "formType",
          "filedAt",
          "filingUrl",
          "cik",
          "companyName",
          "isAmendment",
          "exemptions",
          "securitiesOffered",
          "placementAgents",
          "relatedPersons"
        ],
        "type": "object"
      },
      "type": "array"
    },
    "totalFormDFilings": {
      "type": "number"
    }
  },
  "required": [
    "context",
    "cik",
    "totalFormDFilings",
    "filings",
    "accessionNumbers"
  ],
  "type": "object"
}
```

## Related tools

Other SEC tools that this tool refers to, or that refer to it.

- [`searchFormDFilings`](https://kirha.com/providers/sec/searchFormDFilings.md)
- [`getCompanyCik`](https://kirha.com/providers/sec/getCompanyCik.md)

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